Korea

A QUESTION OF LEVERAGE
China's role in the Korea crisis
By Jaewoo Choo

SEOUL - Since the revelation of North Korea's enriched-uranium development program last October, China has been under enormous pressure from the international community in general and the United States in particular to play an active role in tackling the intensified nuclear crisis on the Korean Peninsula. Hoping that Pyongyang will behave in a more reasonable and compliant way in their efforts to find a peaceful solution to the crisis, they want China to exert influence on North Korea by immediately suspending economic assistance.

However, China maintains a seemingly indifferent posture on the issue that is of great concern to the interested nations, namely the US, Japan and South Korea, as well as European nations to a certain extent. Regarding China's position, two schools of thought stand out in their interpretation of reasoning. While one argues that there is still time and room for China to act and fulfill the world's expectation as a so-called "responsible state", the other suspects that China may have already lost its leverage over North Korea. Under the circumstances, a question with respect to China's position naturally arises: does China have leverage over North Korea's foreign affairs?

For a state to have leverage over another's international conduct means that it has the ability to affect the outcome of one's decision to act in an intended way. Since North Korea's behavior remains a conundrum in the eyes of the observers of the affairs of the Korean Peninsula for lack of valid information on its foreign-policy decision-making process, answers to this question may entail much analytical work based on circumstantial evidence, rather than hard, proven facts.

Many observers have attempted analyses in a conventional way only to find themselves in a much deeper hole in their guessing games as to whether China has any influence on North Korea's behavior in the realm of foreign policy. Such a consequence is inevitable, for their method of analysis relies a great deal on assumptions, speculations, and perceived interpretations. This explains why many observers are careful in their wording when it comes to justifying their argument on China's relations with North Korea. Such words as "reportedly", "allegedly" and "quietly" are easily detected in their work, instead of "certainly", "apparently" and "clearly". In analyzing China's role in the previous nuclear crisis in 1994, for instance, no one can be definite, as is shown in this excerpt from an article in Issues & Studies by Yongho Kim: "During the US-North Korea nuclear negotiation (in 1994), China allegedly played a mediating role in the successful conclusion of the talks via asserting its great influence over North Korea." Given the lack of concrete evidence due to the discreet nature of the foreign policymaking process in both North Korea and China, being more assertive than that is risky.

With all due respect to the discreet nature of the bilateral relationship between China and North Korea, in what ways can one possibly make an objective assessment on the validity of Beijing's leverage over Pyongyang? In other words, what sources of information can one rely on in analyzing the question of Chinese influence on the outcomes of North Korean foreign policy and behavior? This article attempts to draw an inference from the facts available from open resources. Facts from open resources would exclude rumors, allegations, and even analytical speculations, but include those readily available in the context of written historical documents of the relations between the two states. This article will allow those speculations based on the analysis of these written historical facts to assert its intention of the purpose. Thus, it will first analyze the relationship of the two states in the historical context so as to assess whether China is in a position to leverage the political consequences of North Korea's behavior. Such a study would naturally need to focus on a negative view of the relationship.

Based on these findings, this article will try to prove the case with a primitive literature survey of the number of works published in the 1990s by Chinese scholars and academics studying North Korea itself and the bilateral relationship. It posits that a state's interest on a subject may have a correlation with a number of works by governmental-affiliated institutions. Since research institutions in China are all government-controlled, they are under heavy scrutiny and control of the state to serve the legitimacy of the government and leadership. Their work, therefore, tends to reflect the nation's perceived interest. Furthermore, their findings are also often taken into account as a first-hand source of information in China's policy decision-making process. Under the circumstances, these works may be a legitimate indicator of the degree of interest. In a state where public speeches, writings and the media are under state control, the national agenda tends to sway the focus of research, as a nation has a monopoly on the guidelines and principles for academic work.

To substantiate these findings in China's practice of foreign policy toward North Korea, this article will make an overall assessment on China's belief and principles on the nuclear issue. In general, China has a long tradition of abiding by its belief and principles when it comes to foreign policy and behavior, especially when a problem directly connected to its national interests or ally arises. With respect to such a policy in practice, this article will further attempt to find rationale behind its reluctance to engage itself in the crisis. In conclusion, it will describe the possible dilemma in which China may find itself if it fails to reckon with the immediate need to assume the mediating role in the crisis. Furthermore, it will try to explain the best possible means available for China to avoid such a dilemma while not losing face for itself or North Korea.

Weak grounds for leverage
Indeed, the bilateral relationship between China and North Korea may well be described as the relationship between lips and teeth. They fought together under the same flag of communism and anti-imperialism against the United States during the Korean War in the early 1950s. Until 1958, when Chinese military forces that were stationed in North Korea to guarantee the security of its ally's safety against the US military presence in the South, the two nations did not foresee the impending end of their brotherhood. They did not expect their relationship to evolve around their involvement with the superpowers next door, namely the Soviet Union and the United States.

This was particularly so with China's changing profile in the context of international security at the regional level of East Asia. China, geographically a bigger state with a bigger vulnerability to international security threats, underwent a series of adjustments for national-security reasons in its relations with the two superpowers. Alone in the socialist camp, North Korea exploited the negative development between the Soviet Union and China to its advantage in retrieving political support and economic assistance. Since the end of the Cold War, coupled with the demise of the Soviet Union, North Korea's foreign relations began to shift toward the United States.

China and North Korea began to witness a crack in their relationship as that between the Soviet Union and China deteriorated in the late 1950s. With its forces stationed in North Korea, China provided a grant of 8 trillion yuan from 1954-57 to assist North Korea's reconstruction after the war. However, the Chinese leadership's criticism of the Soviets became explicit after 1956, when the latter brutally crushed the Hungarian revolt. China criticized the Soviet leadership with such terms as "chauvinism" and "revisionism", implying Soviet violation of communist doctrine and principles. While the relationship between the two big communist states developed a rift, North Korea took advantage of the feud by employing so-called "equidistant" diplomacy. What enabled Pyongyang to assert such a position in its foreign policy was its newly founded juche, a backbone of its political ideology for independence, autonomy, and self-reliance. Such practice resulted in North Korea's winning the Sino-North Korea Friendship Cooperation and Mutual Assistance Treaty and a similar treaty with the Soviet Union in 1961.

Until 1965, the relationship between China and North Korea seemed to be in sync, as they were in agreement on Soviet malpractice over the Sino-Indian border dispute, the Cuban missile crisis, and Soviet leader Nikita Khrushchev's criticism of his predecessor, Josef Stalin. Under these circumstances, the Soviet Union cut off its aid to North Korea in 1962, only to resume it when its relations with China began to deteriorate in 1965. In the meantime, China and North Korea exchanged high-level visits with each other in 1963, marking the last highlight of friendship until 1978, when Hua Guofeng paid a state visit to North Korea.

After 1963, however, the bilateral relationship between China and North Korea began to deteriorate as the leftist mood was on the rise as a prelude to the Cultural Revolution. Sino-North Korean relations were worsened as they engaged in military action for the first time over a territorial dispute surrounding Mount Baekdu (Zhangbaishan in Chinese). In 1968, after a couple more rounds of military clashes, China unilaterally closed its border with North Korea. Between 1965 and 1969, there was no exchange of high-ranking officials, nor a conclusion of a cultural and economic cooperation agreement between the two. Zhou Enlai was the first Chinese premier to visit the North in 12 years in 1970. In 1975, Kim Il-sung followed suit by visiting Beijing for the first time in 24 years.

When the prelude to the Cultural Revolution climaxed in 1965, it was the Soviets' turn to look toward North Korea. It dispatched high-ranking officials and subsequently concluded agreements ranging from economic and technology cooperation to military assistance. In 1967, when the Cultural Revolution reached its peak in China, so did the relationship between the Soviet Union and North Korea, as reflected in their conclusion of a military, economic and technology assistance agreement. Their relationship was strengthened as a consequence of the revolution, in which China was criticized greatly for its revisionism and personal cult practiced by Chairman Mao Zedong and his associates.

Another contributing factor to the improvement of the Soviet-North Korean relations was China's rapprochement toward the United States. It was a big blow to China's relations with North Korea as it eventually led to the normalization of its relationship with the US in 1979, undoing Chinese efforts to mend its relations with North Korea as reflected in Hua Guofeng's state visit in 1978.

China's situation with North Korea did not fare too well in the '80s, because of China's pursuit of reform and an open-door policy, despite a number of reciprocal visits at the highest level. North Korea viewed China's reform effort as a betrayal to the communist ideology, maintaining this stance until 1989, when Kim Il-sung, for the first time, extolled the achievements of socialist construction in its original terminology, gaige kaifang. In addition, China's growing contacts and exchanges with South Korea undermined North Korea's confidence in its relationship with China. Its participation in the Asian Games and the Summer Olympics in 1986 and 1988, respectively, both held in Seoul, was seen as an act of a betrayal to North Korea. Furthermore, as an attempt to disrupt the two events, North Korea committed sabotage only to lose face as China joined the international community to mourn the tragedies.

Only a year after having seen the successful conclusion of the Summer Olympics hosted by Seoul, North Korea had to witness another big blow to its belief in the superiority of communism, as the Berlin Wall tumbled down, marking the end of the Cold War. As a result, the once seemingly invincible Soviet Union met its demise. Only a few years later, it witnessed the biggest remaining communist state come to a normalization of relations with states that it had not recognized before, such as Singapore, Israel, Indonesia, Brunei, and South Korea. In 1993, North Korea handed out its nuclear card to its neighbors as if to express its dissatisfaction with the international developments surrounding it. China's immediate reaction to the crisis proved that it did not like the way North Korea played its cards as it declared its support for the de-nuclearization of the Korean Peninsula and to the world's economic sanction. In the midst of all these developments, including another deterioration in the relations between China and North Korea, the latter lost its leader Kim Il-sung, and the former did not send an appropriate delegation to express its condolences.

After the three-year period of mourning, Kim Jong-il finally emerged at the top of the leadership and activated its efforts first to amend North Korea's relations with its traditional ally, China. His intention was substantially proved by his official visit to Beijing in May 2000 and another to Shanghai in January 2002. Despite his benign intention and subsequent confirmation of "lips and teeth" relations with China, however, Kim Jong-il was snubbed by China after his nomination of a Chinese-Dutchman, Yang Bin, to head the special administrative zone of Shinuiju. Chinese authorities arrested Yang on charges of tax evasion and other economic crimes a few weeks later. Consequently, the bilateral relationship between China and North Korea remains in a stalemate, despite Pyongyang's revelation of its nuclear development program, which may well have an impact on China's foremost national interest, the stable and peaceful international environment surrounding it.

  • Next: Sorry, not interested

    Jaewoo Choo,
    PhD, is research fellow, Trade Research Institute, Korea International Trade Association.

    (©2003 Asia Times Online Co, Ltd. All rights reserved. Please contact
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    Feb 28, 2003


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